Finance And Accounting

Question: What stipulation does the SEC place on a pattern day trader?
A
They must make at least ten transactions a week.

B
They must pay minimum commissions of $10 per transaction.

C
They must maintain at least $25,000 in a margin account.

D
They can only trade on the US exchanges.

Note: Answer not sure
1. Report
Question: What type of order will a short seller subsequently place in order to limit their potential losses?
A
Purchase limit order

B
Option contract purchase

C
Stop loss order

D
Arbitrage trade

Note: Answer not sure
1. Report
Question: Which of the following is closest in meaning to arbitrage trading?
A
Day trading

B
Short selling

C
Scalping

D
Profiting

Note: Answer not sure
1. Report
Question: What requirements do brokerages have for day traders?
A
No requirements are there.

B
Minimum deposits must be at least $1,000.

C
They must come into the office and sign an agreement.

D
Brokerages must ask traders if they understand the risky style of trading and that there is a possibility of losing their investment capital.

Note: Answer not sure
1. Report
Question: Why is arbitrage trading a day trading method only?
A
Because the transactions on both markets are made simultaneously

B
Because it is required by law that all arbitrage transactions be cleared out daily

C
Because it is too risky for the average investor

D
Because it mitigates the tax implications

Note: Answer not sure
1. Report
Question: Which of the following provides some form of ongoing return on investment?
A
Investing in companies with drastic price range history

B
Investing in companies with a solid history of consistent dividends

C
Investing in new companies

D
Short selling only

Note: Answer not sure
1. Report
Question: What would a range trader who sees a breakout most likely do?
A
Nothing, wait and see what else happens.

B
Tell their friends to buy the stock.

C
Call the company to find out what is happening.

D
Purchase or sell the stock depending on the direction as the price is likely to continue in the same direction for some time.

Note: Answer not sure
1. Report
Question: What is meant by "range trading"?
A
Trading in stocks of appliance manufacturers

B
Trading in stocks based on news releases

C
Trading in stocks based on the analysis of company financials

D
Buying and selling stocks based on the history of trading within a certain price range

Note: Answer not sure
1. Report
Question: By doing which of the following would a day trader be leveraging capital?
A
Buying 100 shares of a hot new company

B
Buying stock options

C
Short selling stock

D
Passing on a transaction

Note: Answer not sure
1. Report
Question: What is the best way to reduce variable expenses?
A
Working at the library using their computers

B
Working with a brokerage which charges low commissions from frequent traders

C
Refusing to pay commissions

D
Refusing to pay the margin requirements

Note: Answer not sure
1. Report

First Prev 35 36 37 38 39 Next Last

Question: What stipulation does the SEC place on a pattern day trader?

Question: What type of order will a short seller subsequently place in order to limit their potential losses?

Question: Which of the following is closest in meaning to arbitrage trading?

Question: What requirements do brokerages have for day traders?

Question: Why is arbitrage trading a day trading method only?

Question: Which of the following provides some form of ongoing return on investment?

Question: What would a range trader who sees a breakout most likely do?

Question: What is meant by "range trading"?

Question: By doing which of the following would a day trader be leveraging capital?

Question: What is the best way to reduce variable expenses?