Finance And Accounting

Question: How can an investor ensure a specific entry point?
A
By placing stop loss orders

B
By placing a limit order

C
By short selling a stock

D
By not trading it

Note: Answer not sure
1. Report
Question: Why are traders sufficiently secure in leveraging their capital?
A
Because they don't know any better

B
Because they think they can disappear if they lose the borrowed money

C
Because it lowers their tax burden

D
Because they have a proven model which works for them, consistently returning profits

Note: Answer not sure
1. Report
Question: What is the ruling for margin requirement?
A
Exchange Rule 431

B
Exchange Rule 200

C
Exchange Rule 001

D
FASB 111

Note: Answer not sure
1. Report
Question: What type of trading style is short selling?
A
Growth

B
Conservative

C
Return based

D
Speculative

Note: Answer not sure
1. Report
Question: What is a speculative trader?
A
A trader who trades without the proper knowledge of the market

B
A trader who trades in volatile and higher risk stocks only

C
A trader who trades only in stocks listed on the OTCBB

D
A trader who does business in currency exchange transactions only

Note: Answer not sure
1. Report
Question: What view of the market does a short seller have?
A
Bearish

B
Bullish

C
Indifferent

D
It does not factor into short selling.

Note: Answer not sure
1. Report
Question: What is the purpose of sliding the stop loss upwards?
A
It allows for less taxes on additional profits.

B
It allows the trader to short sell the stock.

C
It is only for risky traders.

D
It allows the trader to lock in additional profits on a stock that is increasing in price.

Note: Answer not sure
1. Report
Question: How have some day traders avoided being classified as day traders under the legal definition?
A
By not alerting the broker

B
By holding at least 1 in 4 trades overnight

C
By setting up illegal brokerage houses

D
By telling the broker they have full time jobs apart from trading

Note: Answer not sure
1. Report
Question: Which of the following is an additional requirement of a day trader's account?
A
Deposits are restricted for two months.

B
Deposits cannot be withdrawn for two days.

C
They must make at least ten transactions a week or their account is closed.

D
The minimum trade commission is $10.

Note: Answer not sure
1. Report
Question: What is required of a brokerage when they spot a pattern day trader?
A
Automatically extend $25,000 in margin

B
Freeze the trader's account until the $25,000 margin requirement is met

C
Nothing; it is the trader's obligation to self regulate

D
Send a notice

Note: Answer not sure
1. Report

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Question: How can an investor ensure a specific entry point?

Question: Why are traders sufficiently secure in leveraging their capital?

Question: What is the ruling for margin requirement?

Question: What type of trading style is short selling?

Question: What is a speculative trader?

Question: What view of the market does a short seller have?

Question: What is the purpose of sliding the stop loss upwards?

Question: How have some day traders avoided being classified as day traders under the legal definition?

Question: Which of the following is an additional requirement of a day trader's account?

Question: What is required of a brokerage when they spot a pattern day trader?